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Equity and Option Order Routing Disclosure

Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.

CNS
City National Securities, Inc.
400 N Roxbury Dr
Beverly Hills, CA 90210

SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2015

Securities Listed on The New York Stock Exchange

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 73.45%
Limit orders as percentage of total non-directed orders 22.99%
Other orders as percentage of total non-directed orders 3.56%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. KCG Americas LLC 37.14%
2. Citadel Securities LLC 29.84%
3. EDGX Exchange, Inc. 8.67%
4. Goldman, Sachs & Co. 7.03%
5. UBS Securities, LLC 5.38%
6. New York Stock Exchange 3.19%
7. Citigroup Global Markets, Inc. 2.28%
8. Instinet LLC 2.10%
9. Two Sigma Securities, LLC 1.00%
10. BATS Exchange, Inc. 0.82%

Information Concerning Significant Venues:

1. KCG Americas LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 41.61%
Limit orders as percentage of total limit orders 23.81%
Other orders as percentage of total other orders 30.77%

2. Citadel Securities LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 34.91%
Limit orders as percentage of total limit orders 17.06%
Other orders as percentage of total other orders 7.69%

3. EDGX Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 37.30%
Other orders as percentage of total other orders 2.56%

4. Goldman, Sachs & Co.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 8.70%
Limit orders as percentage of total limit orders 2.78%
Other orders as percentage of total other orders 0.00%

5. UBS Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 6.58%
Limit orders as percentage of total limit orders 2.38%
Other orders as percentage of total other orders 0.00%

6. New York Stock Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 13.89%
Other orders as percentage of total other orders 0.00%

7. Citigroup Global Markets, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.48%
Limit orders as percentage of total limit orders 1.98%
Other orders as percentage of total other orders 0.00%

8. Instinet LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.86%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

9. Two Sigma Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.37%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

10. BATS Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.75%
Limit orders as percentage of total limit orders 0.79%
Other orders as percentage of total other orders 2.56%

Securities Listed on The Nasdaq Stock Market

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 77.45%
Limit orders as percentage of total non-directed orders 21.54%
Other orders as percentage of total non-directed orders 1.01%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. KCG Americas LLC 34.84%
2. Citadel Securities LLC 28.93%
3. Goldman, Sachs & Co. 9.88%
4. EDGX Exchange, Inc. 9.18%
5. UBS Securities, LLC 5.52%
6. Citigroup Global Markets, Inc. 3.19%
7. BATS Exchange, Inc. 2.26%
8. Nasdaq 2.18%
9. Two Sigma Securities, LLC 1.48%
10. Instinet LLC 1.17%

Information Concerning Significant Venues:

1. KCG Americas LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 39.16%
Limit orders as percentage of total limit orders 19.49%
Other orders as percentage of total other orders 30.77%

2. Citadel Securities LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 33.73%
Limit orders as percentage of total limit orders 13.00%
Other orders as percentage of total other orders 0.00%

3. Goldman, Sachs & Co.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 11.95%
Limit orders as percentage of total limit orders 2.89%
Other orders as percentage of total other orders 0.00%

4. EDGX Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 42.60%
Other orders as percentage of total other orders 0.00%

5. UBS Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 6.83%
Limit orders as percentage of total limit orders 1.08%
Other orders as percentage of total other orders 0.00%

6. Citigroup Global Markets, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 3.82%
Limit orders as percentage of total limit orders 1.08%
Other orders as percentage of total other orders 0.00%

7. BATS Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 7.58%
Other orders as percentage of total other orders 0.00%

8. Nasdaq
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 9.75%
Other orders as percentage of total other orders 7.69%

9. Two Sigma Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.71%
Limit orders as percentage of total limit orders 0.72%
Other orders as percentage of total other orders 0.00%

10. Instinet LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.41%
Limit orders as percentage of total limit orders 0.36%
Other orders as percentage of total other orders 0.00%

Securities Listed on NYSE MKT or Regional Exchanges

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 78.97%
Limit orders as percentage of total non-directed orders 17.76%
Other orders as percentage of total non-directed orders 3.57%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. KCG Americas LLC 38.89%
2. Citadel Securities LLC 33.73%
3. Goldman, Sachs & Co. 9.52%
4. UBS Securities, LLC 4.76%
5. BATS Exchange, Inc. 4.37%
6. EDGX Exchange, Inc. 3.57%
7. Citigroup Global Markets, Inc. 1.98%
8. Instinet LLC 1.59%
9. NYSE Arca 0.79%
10. BATS Y-Exchange, Inc. 0.40%

Information Concerning Significant Venues:

1. KCG Americas LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 43.22%
Limit orders as percentage of total limit orders 13.64%
Other orders as percentage of total other orders 66.67%

2. Citadel Securities LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 35.18%
Limit orders as percentage of total limit orders 27.27%
Other orders as percentage of total other orders 33.33%

3. Goldman, Sachs & Co.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 10.55%
Limit orders as percentage of total limit orders 6.82%
Other orders as percentage of total other orders 0.00%

4. UBS Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 5.53%
Limit orders as percentage of total limit orders 2.27%
Other orders as percentage of total other orders 0.00%

5. BATS Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 25.00%
Other orders as percentage of total other orders 0.00%

6. EDGX Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 20.45%
Other orders as percentage of total other orders 0.00%

7. Citigroup Global Markets, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.51%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

8. Instinet LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.01%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

9. NYSE Arca
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 4.55%
Other orders as percentage of total other orders 0.00%

10. BATS Y-Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.50%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

Exchange - Listed Options

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 71.15%
Limit orders as percentage of total non-directed orders 28.85%
Other orders as percentage of total non-directed orders 0.00%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. The Chicago Board Options Exchange 29.81%
2. NASDAQ PHLX 16.35%
3. The Boston Option Exchange 12.50%
4. WOLVERINE EXECUTION SERVICES, LLC 11.54%
5. Nasdaq Options Market 7.69%
6. NYSE Amex Options 5.77%
7. NYSE Arca Options 4.81%
8. The MIAX Options Exchange 4.81%
9. BATS Options Exchange, Inc. 2.88%
10. The International Securities Exchange 1.92%

Information Concerning Significant Venues:

1. The Chicago Board Options Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 39.19%
Limit orders as percentage of total limit orders 6.67%
Other orders as percentage of total other orders 0.00%

2. NASDAQ PHLX
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 17.57%
Limit orders as percentage of total limit orders 13.33%
Other orders as percentage of total other orders 0.00%

3. The Boston Option Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 16.22%
Limit orders as percentage of total limit orders 3.33%
Other orders as percentage of total other orders 0.00%

4. WOLVERINE EXECUTION SERVICES, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 14.86%
Limit orders as percentage of total limit orders 3.33%
Other orders as percentage of total other orders 0.00%

5. Nasdaq Options Market
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 26.67%
Other orders as percentage of total other orders 0.00%

6. NYSE Amex Options
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 5.41%
Limit orders as percentage of total limit orders 6.67%
Other orders as percentage of total other orders 0.00%

7. NYSE Arca Options
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 16.67%
Other orders as percentage of total other orders 0.00%

8. The MIAX Options Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 4.05%
Limit orders as percentage of total limit orders 6.67%
Other orders as percentage of total other orders 0.00%

9. BATS Options Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 10.00%
Other orders as percentage of total other orders 0.00%

10. The International Securities Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.70%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%