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Equity and Option Order Routing Disclosure

Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.

CNS
City National Securities, Inc.
400 N Roxbury Dr
Beverly Hills, CA 90210

SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2015

Securities Listed on The New York Stock Exchange

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 59.18%
Limit orders as percentage of total non-directed orders 34.03%
Other orders as percentage of total non-directed orders 6.79%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. KCG Americas LLC 31.42%
2. Citadel Securities LLC 30.44%
3. EDGX Exchange, Inc. 12.08%
4. BATS Exchange, Inc. 6.99%
5. UBS Securities, LLC 5.88%
6. New York Stock Exchange 4.51%
7. Citigroup Global Markets, Inc. 2.29%
8. National Financial Services LLC 1.70%
9. Instinet LLC 1.50%
10. Two Sigma Securities, LLC 0.91%

Information Concerning Significant Venues:

1. KCG Americas LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 39.96%
Limit orders as percentage of total limit orders 19.39%
Other orders as percentage of total other orders 17.31%

2. Citadel Securities LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 43.71%
Limit orders as percentage of total limit orders 8.25%
Other orders as percentage of total other orders 25.96%

3. EDGX Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 35.12%
Other orders as percentage of total other orders 1.92%

4. BATS Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 20.35%
Other orders as percentage of total other orders 0.96%

5. UBS Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 9.05%
Limit orders as percentage of total limit orders 0.77%
Other orders as percentage of total other orders 3.85%

6. New York Stock Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 13.24%
Other orders as percentage of total other orders 0.00%

7. Citigroup Global Markets, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 3.42%
Limit orders as percentage of total limit orders 0.38%
Other orders as percentage of total other orders 1.92%

8. National Financial Services LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 0.77%
Other orders as percentage of total other orders 21.15%

9. Instinet LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.99%
Limit orders as percentage of total limit orders 0.77%
Other orders as percentage of total other orders 0.96%

10. Two Sigma Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.10%
Limit orders as percentage of total limit orders 0.77%
Other orders as percentage of total other orders 0.00%

Securities Listed on The Nasdaq Stock Market

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 68.39%
Limit orders as percentage of total non-directed orders 27.93%
Other orders as percentage of total non-directed orders 3.68%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. Citadel Securities LLC 35.83%
2. KCG Americas LLC 35.56%
3. EDGX Exchange, Inc. 7.22%
4. UBS Securities, LLC 6.68%
5. BATS Exchange, Inc. 5.18%
6. Nasdaq 3.13%
7. Citigroup Global Markets, Inc. 2.45%
8. Instinet LLC 0.95%
9. Two Sigma Securities, LLC 0.95%
10. BATS Y-Exchange, Inc. 0.82%

Information Concerning Significant Venues:

1. Citadel Securities LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 45.22%
Limit orders as percentage of total limit orders 13.66%
Other orders as percentage of total other orders 29.63%

2. KCG Americas LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 38.45%
Limit orders as percentage of total limit orders 29.76%
Other orders as percentage of total other orders 25.93%

3. EDGX Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 25.85%
Other orders as percentage of total other orders 0.00%

4. UBS Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 8.57%
Limit orders as percentage of total limit orders 2.93%
Other orders as percentage of total other orders 0.00%

5. BATS Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 15.61%
Other orders as percentage of total other orders 22.22%

6. Nasdaq
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 11.22%
Other orders as percentage of total other orders 0.00%

7. Citigroup Global Markets, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 3.59%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

8. Instinet LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.00%
Limit orders as percentage of total limit orders 0.49%
Other orders as percentage of total other orders 3.70%

9. Two Sigma Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.39%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

10. BATS Y-Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.20%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

Securities Listed on NYSE MKT or Regional Exchanges

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 73.93%
Limit orders as percentage of total non-directed orders 22.50%
Other orders as percentage of total non-directed orders 3.57%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. Citadel Securities LLC 34.64%
2. KCG Americas LLC 34.64%
3. EDGX Exchange, Inc. 6.79%
4. UBS Securities, LLC 5.71%
5. BATS Exchange, Inc. 4.64%
6. Citigroup Global Markets, Inc. 3.93%
7. Jane Street Execution, LLC 3.93%
8. Instinet LLC 2.14%
9. NYSE Arca 1.43%
10. BATS Exchange, Inc. 1.07%

Information Concerning Significant Venues:

1. Citadel Securities LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 37.68%
Limit orders as percentage of total limit orders 17.46%
Other orders as percentage of total other orders 80.00%

2. KCG Americas LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 39.61%
Limit orders as percentage of total limit orders 22.22%
Other orders as percentage of total other orders 10.00%

3. EDGX Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 30.16%
Other orders as percentage of total other orders 0.00%

4. UBS Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 7.25%
Limit orders as percentage of total limit orders 1.59%
Other orders as percentage of total other orders 0.00%

5. BATS Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 20.63%
Other orders as percentage of total other orders 0.00%

6. Citigroup Global Markets, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 5.31%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

7. Jane Street Execution, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 5.31%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

8. Instinet LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.90%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

9. NYSE Arca
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 6.35%
Other orders as percentage of total other orders 0.00%

10. BATS Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.45%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

Exchange - Listed Options

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 72.36%
Limit orders as percentage of total non-directed orders 27.64%
Other orders as percentage of total non-directed orders 0.00%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. The Chicago Board Options Exchange 30.89%
2. NASDAQ OMX PHLX 21.95%
3. The MIAX Options Exchange 19.51%
4. The Boston Option Exchange 6.50%
5. NYSE Arca Options 5.69%
6. BATS Options Exchange, Inc. 5.69%
7. Nasdaq Options Market 4.88%
8. ISE Gemini Options Exchange 3.25%
9. NYSE Amex Options 1.63%

Information Concerning Significant Venues:

1. The Chicago Board Options Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 40.45%
Limit orders as percentage of total limit orders 5.88%
Other orders as percentage of total other orders 0.00%

2. NASDAQ OMX PHLX
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 23.60%
Limit orders as percentage of total limit orders 17.65%
Other orders as percentage of total other orders 0.00%

3. The MIAX Options Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 23.60%
Limit orders as percentage of total limit orders 8.82%
Other orders as percentage of total other orders 0.00%

4. The Boston Option Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 8.99%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

5. NYSE Arca Options
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.12%
Limit orders as percentage of total limit orders 17.65%
Other orders as percentage of total other orders 0.00%

6. BATS Options Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 20.59%
Other orders as percentage of total other orders 0.00%

7. Nasdaq Options Market
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 17.65%
Other orders as percentage of total other orders 0.00%

8. ISE Gemini Options Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 11.76%
Other orders as percentage of total other orders 0.00%

9. NYSE Amex Options
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.25%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%