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Equity and Option Order Routing Disclosure

Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.

CNS
City National Securities, Inc.
400 N Roxbury Dr
Beverly Hills, CA 90210

SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2016

Securities Listed on The New York Stock Exchange

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 67.89%
Limit orders as percentage of total non-directed orders 27.76%
Other orders as percentage of total non-directed orders 4.35%

Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. KCG Americas LLC 36.71%
2. Citadel Securities LLC 26.17%
3. G1 Execution Services, LLC 11.12%
4. BATS BZX Exchange 7.61%
5. EDGX Exchange, Inc. 7.36%
6. New York Stock Exchange 3.26%
7. Instinet LLC 2.17%
8. UBS Securities, LLC 1.59%
9. BATS BYX Exchange 1.09%
10. Citigroup Global Markets, Inc. 0.50%

Information Concerning Significant Venues:

1. KCG Americas LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 44.95%
Limit orders as percentage of total limit orders 20.78%
Other orders as percentage of total other orders 9.62%

2. Citadel Securities LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 33.50%
Limit orders as percentage of total limit orders 11.45%
Other orders as percentage of total other orders 5.77%

3. G1 Execution Services, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 14.90%
Limit orders as percentage of total limit orders 3.61%
Other orders as percentage of total other orders 0.00%

4. BATS BZX Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 27.41%
Other orders as percentage of total other orders 0.00%

5. EDGX Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 23.49%
Other orders as percentage of total other orders 19.23%

6. New York Stock Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 9.64%
Other orders as percentage of total other orders 13.46%

7. Instinet LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.71%
Limit orders as percentage of total limit orders 1.20%
Other orders as percentage of total other orders 0.00%

8. UBS Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.48%
Limit orders as percentage of total limit orders 1.20%
Other orders as percentage of total other orders 5.77%

9. BATS BYX Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.60%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

10. Citigroup Global Markets, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.25%
Limit orders as percentage of total limit orders 0.90%
Other orders as percentage of total other orders 1.92%

Securities Listed on The Nasdaq Stock Market

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 63.75%
Limit orders as percentage of total non-directed orders 33.23%
Other orders as percentage of total non-directed orders 3.02%
Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. Citadel Securities LLC 31.42%
2. KCG Americas LLC 28.10%
3. G1 Execution Services, LLC 12.08%
4. BATS BZX Exchange 8.61%
5. EDGX Exchange, Inc. 8.46%
6. Instinet LLC 1.96%
7. NASDAQ Execution Services, LLC 1.81%
8. UBS Securities, LLC 1.81%
9. BATS BYX Exchange 1.36%
10. National Financial Services LLC 1.06%

Information Concerning Significant Venues:

1. Citadel Securities LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 39.10%
Limit orders as percentage of total limit orders 19.09%
Other orders as percentage of total other orders 5.00%

2. KCG Americas LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 36.49%
Limit orders as percentage of total limit orders 14.55%
Other orders as percentage of total other orders 0.00%

3. G1 Execution Services, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 16.11%
Limit orders as percentage of total limit orders 5.45%
Other orders as percentage of total other orders 0.00%

4. BATS BZX Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 25.91%
Other orders as percentage of total other orders 0.00%

5. EDGX Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.24%
Limit orders as percentage of total limit orders 24.06%
Other orders as percentage of total other orders 10.00%

6. Instinet LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.61%
Limit orders as percentage of total limit orders 0.91%
Other orders as percentage of total other orders 0.00%

7. NASDAQ Execution Services, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 4.09%
Other orders as percentage of total other orders 15.00%

8. UBS Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.42%
Limit orders as percentage of total limit orders 2.73%
Other orders as percentage of total other orders 0.00%

9. BATS BYX Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.90%
Limit orders as percentage of total limit orders 0.45%
Other orders as percentage of total other orders 0.00%

10. National Financial Services LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 0.91%
Other orders as percentage of total other orders 25.00%

Securities Listed on NYSE MKT or Regional Exchanges

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 88.74%
Limit orders as percentage of total non-directed orders 9.93%
Other orders as percentage of total non-directed orders 1.32%

Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. KCG Americas LLC 32.78%
2. Citadel Securities LLC 30.13%
3. G1 Execution Services, LLC 13.91%
4. Jane Street Capital, LLC 13.58%
5. EDGX Exchange, Inc. 2.98%
6. BATS BZX Exchange 2.98%
7. UBS Securities, LLC 1.32%
8. Instinet LLC 0.99%
9. BATS BYX Exchange 0.66%
10. Citigroup Global Markets, Inc. 0.33%

Information Concerning Significant Venues:

1. KCG Americas LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 34.70%
Limit orders as percentage of total limit orders 16.67%
Other orders as percentage of total other orders 25.00%

2. Citadel Securities LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 32.09%
Limit orders as percentage of total limit orders 6.67%
Other orders as percentage of total other orders 75.00%

3. G1 Execution Services, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 15.30%
Limit orders as percentage of total limit orders 3.33%
Other orders as percentage of total other orders 0.00%

4. Jane Street Capital, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 14.55%
Limit orders as percentage of total limit orders 6.67%
Other orders as percentage of total other orders 0.00%

5. EDGX Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 30.00%
Other orders as percentage of total other orders 0.00%

6. BATS BZX Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 30.00%
Other orders as percentage of total other orders 0.00%

7. UBS Securities, LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.12%
Limit orders as percentage of total limit orders 3.33%
Other orders as percentage of total other orders 0.00%

8. Instinet LLC
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.12%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

9. BATS BYX Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.75%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

10. Citigroup Global Markets, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 3.33%
Other orders as percentage of total other orders 0.00%

Exchange - Listed Options

Summary Statistics:
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 75.26%
Limit orders as percentage of total non-directed orders 24.74%
Other orders as percentage of total non-directed orders 0.00%

Venues Receiving Significant Percentage of Total Non-Directed Orders:
1. NASDAQ PHLX Options 30.93%
2. The Chicago Board Options Exchange 22.68%
3. The MIAX Options Exchange 19.59%
4. BOX Option Exchange 8.25%
5. NASDAQ Options Market 6.19%
6. BZX Options Exchange, Inc. 5.15%
7. NYSE Arca Options 3.09%
8. NYSE Amex Options 2.06%
9. The International Securities Exchange 1.03%
10. NASDAQ BX Options 1.03%

Information Concerning Significant Venues:

1. NASDAQ PHLX Options
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 34.25%
Limit orders as percentage of total limit orders 20.83%
Other orders as percentage of total other orders 0.00%

2. The Chicago Board Options Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 28.77%
Limit orders as percentage of total limit orders 4.17%
Other orders as percentage of total other orders 0.00%

3. The MIAX Options Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 24.66%
Limit orders as percentage of total limit orders 4.17%
Other orders as percentage of total other orders 0.00%

4. BOX Option Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 4.11%
Limit orders as percentage of total limit orders 20.83%
Other orders as percentage of total other orders 0.00%

5. NASDAQ Options Market
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 0.00%
Limit orders as percentage of total limit orders 25.00%
Other orders as percentage of total other orders 0.00%

6. BZX Options Exchange, Inc.
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.37%
Limit orders as percentage of total limit orders 16.67%
Other orders as percentage of total other orders 0.00%

7. NYSE Arca Options
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.37%
Limit orders as percentage of total limit orders 8.33%
Other orders as percentage of total other orders 0.00%

8. NYSE Amex Options
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 2.74%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

9. The International Securities Exchange
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.37%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

10. NASDAQ BX Options
Types of Orders Routed to Venue:  
Market orders as percentage of total market orders 1.37%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%

Last Updated: 07/15/2016