Investor Education & Protection

BrokerCheck provides investors with the ability to research the professional backgrounds, business practices, and conduct of FINRA-registered brokerage firms and brokers. In connection with this program, investors may call the BrokerCheck Hotline at (800) 289-9999, and visit the FINRA website at http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/. An investor brochure that includes information describing the FINRA BrokerCheck Program is available from either of these sources.