1.2 CITY NATIONAL SECURITIES, INC. 2022 04 2023-01-09T18:43:55Z 2022 10 100.00 71.62 3.78 24.32 0.27 New York Stock Exchange NYSE 30.92 0.00 0.00 48.37 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 23.19 0.00 6.67 36.08 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Citadel Securities LLC CDRG 16.56 38.13 26.67 6.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 8.83 22.57 33.33 1.73 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 7.73 22.57 20.00 0.38 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 5.40 15.18 6.67 0.77 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 2.58 0.00 0.00 0.00 95.45 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 2.09 0.00 0.00 3.26 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A UBS Securities, LLC UBSS 1.60 0.78 0.00 1.92 4.55 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 0.61 0.00 0.00 0.96 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 75.05 8.74 15.48 0.73 Citadel Securities LLC CDRG 21.77 34.31 36.00 3.07 7.41 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 18.57 0.00 0.00 49.49 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 16.39 27.98 22.00 0.68 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 14.34 24.57 20.00 0.34 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 7.30 11.92 14.00 0.34 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 6.02 0.00 2.00 15.70 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE Arca ARCA 4.61 0.00 0.00 12.29 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 4.61 0.00 2.00 11.95 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 2.94 0.00 0.00 0.00 85.19 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 1.28 0.00 2.00 3.07 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 44.71 7.06 48.24 0.00 Citadel Securities LLC CDRG 37.95 44.74 66.67 34.43 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Wolverine Execution Services LLC WEXX 29.52 0.00 16.67 39.34 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Dash Financial Technologies LLC DASH 16.27 7.89 0.00 19.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Susquehanna Capital Group SUSQ 10.84 44.74 0.00 0.82 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Morgan Stanley & Company LLC MSCO 4.22 2.63 16.67 4.10 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Interactive Brokers LLC IBKR 1.20 0.00 0.00 1.64 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 2022 11 100.00 78.67 7.76 13.57 0.00 NASDAQ Execution Services, LLC NSDQ 22.18 0.00 19.23 57.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Citadel Securities LLC CDRG 21.98 35.00 30.77 3.70 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 16.15 27.86 19.23 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 12.06 20.71 11.54 0.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 10.51 0.00 0.00 28.57 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 8.56 13.93 15.38 0.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 3.70 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 2.72 0.00 0.00 7.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Two Sigma Securities, LLC SOHO 0.97 1.43 3.85 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 0.58 0.00 0.00 1.59 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 69.45 8.59 21.48 0.48 New York Stock Exchange NYSE 25.62 0.00 0.00 47.93 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Citadel Securities LLC CDRG 15.47 34.71 45.71 0.24 3.13 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 11.31 26.46 28.57 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC 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28.57 66.67 3.45 50.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Morgan Stanley & Company LLC MSCO 4.23 9.52 0.00 3.45 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Interactive Brokers LLC IBKR 2.82 0.00 0.00 3.45 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 2022 12 100.00 82.80 6.79 10.19 0.21 Citadel Securities LLC CDRG 23.83 30.59 35.48 4.55 4.35 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 20.52 27.25 22.58 3.79 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 19.65 26.48 16.13 3.79 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 10.09 0.00 3.23 43.18 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 9.91 12.34 12.90 3.79 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 7.65 0.00 9.68 31.06 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 3.83 0.00 0.00 0.00 95.65 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 1.57 0.00 0.00 6.82 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Two Sigma Securities, LLC SOHO 1.22 1.80 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 0.70 0.00 0.00 3.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 74.52 5.79 18.02 1.67 Citadel Securities LLC CDRG 23.24 39.51 27.91 1.99 1.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 15.18 25.48 18.60 1.42 2.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 14.34 23.92 23.26 1.42 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 13.59 0.00 0.00 41.31 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 7.78 0.00 0.00 0.00 86.46 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 6.47 10.05 18.60 0.85 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 5.90 0.00 0.00 17.95 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 5.53 0.00 6.98 15.95 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE Arca ARCA 2.81 0.00 0.00 8.55 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE American AMEX 1.78 0.00 2.33 5.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 39.66 3.45 56.90 0.00 Wolverine Execution Services LLC WEXX 40.00 4.35 0.00 48.51 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Citadel Securities LLC CDRG 33.60 39.13 0.00 32.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Dash Financial Technologies LLC DASH 18.40 21.74 100.00 16.83 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Morgan Stanley & Company LLC MSCO 4.00 13.04 0.00 1.98 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Susquehanna Capital Group SUSQ 4.00 21.74 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A