1.2 CITY NATIONAL SECURITIES, INC. 2023 02 2023-07-11T11:07:52Z 2023 04 100.00 89.82 1.53 8.52 0.13 New York Stock Exchange NYSE 30.35 0.00 8.33 58.28 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 20.01 0.00 8.33 38.38 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Citadel Securities LLC CDRG 17.68 35.84 58.33 0.51 50.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 14.21 29.04 8.33 0.90 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 10.87 22.66 16.67 0.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 5.00 10.62 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 0.67 0.00 0.00 1.28 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Two Sigma Securities, LLC SOHO 0.40 0.85 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A StoneX Financial INC. INTL 0.27 0.57 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 0.27 0.00 0.00 0.51 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 84.76 2.96 11.24 1.04 New York Stock Exchange NYSE 21.50 0.00 4.55 47.08 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Citadel Securities LLC CDRG 19.47 36.13 27.27 0.78 14.29 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 15.31 28.27 22.73 0.39 19.05 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 13.36 24.78 22.73 0.78 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 9.91 0.00 0.00 21.79 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE Arca ARCA 6.81 0.00 9.09 14.59 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 5.04 9.42 9.09 0.19 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 4.07 0.00 0.00 8.95 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE American AMEX 1.59 0.00 0.00 3.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 1.24 0.00 0.00 0.00 66.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 26.21 6.80 66.99 0.00 Citadel Securities LLC CDRG 37.50 55.56 71.43 31.36 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Wolverine Execution Services LLC WEXX 28.95 0.00 0.00 37.29 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Dash Financial Technologies LLC DASH 23.03 14.81 0.00 26.27 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Susquehanna Capital Group SUSQ 7.24 25.93 28.57 1.69 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Morgan Stanley & Company LLC MSCO 3.29 3.70 0.00 3.39 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 2023 05 100.00 90.80 2.03 6.95 0.21 Citadel Securities LLC CDRG 31.52 37.81 31.58 5.77 33.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 29.02 35.22 36.84 3.85 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 12.38 14.72 26.32 1.92 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 11.37 0.00 0.00 59.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 7.95 9.89 5.26 0.48 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 3.33 0.00 0.00 17.31 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 1.85 0.00 0.00 9.62 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Two Sigma Securities, LLC SOHO 1.76 2.24 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 0.37 0.00 0.00 0.00 66.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 0.37 0.00 0.00 1.92 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 90.43 2.33 7.24 0.00 Citadel Securities LLC CDRG 30.76 36.96 22.22 9.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 24.38 30.37 33.33 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 15.66 19.20 22.22 1.39 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 10.07 12.18 22.22 0.69 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 4.70 0.00 0.00 29.17 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 4.25 0.00 0.00 26.39 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 3.80 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 2.80 0.00 0.00 17.36 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE Arca ARCA 1.57 0.00 0.00 9.72 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 1.01 0.00 0.00 6.25 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 17.07 7.32 71.54 4.07 Citadel Securities LLC CDRG 42.78 70.00 55.56 39.22 20.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Wolverine Execution Services LLC WEXX 24.60 0.00 11.11 29.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Dash Financial Technologies LLC DASH 23.53 10.00 0.00 26.80 20.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Susquehanna Capital Group SUSQ 5.35 15.00 22.22 1.31 60.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Morgan Stanley & Company LLC MSCO 3.74 5.00 11.11 3.27 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 2023 06 100.00 95.29 1.36 3.35 0.00 Citadel Securities LLC CDRG 32.80 39.32 43.75 2.62 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 23.04 27.64 18.75 2.62 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 13.29 16.05 6.25 1.31 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 12.21 14.91 12.50 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 8.45 0.00 0.00 48.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 6.91 0.00 6.25 38.86 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Two Sigma Securities, LLC SOHO 1.31 1.52 6.25 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 1.15 0.00 0.00 6.55 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A UBS Securities, LLC UBSS 0.54 0.57 6.25 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 0.31 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 94.72 1.21 4.08 0.00 Citadel Securities LLC CDRG 32.85 40.17 41.67 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 23.41 28.69 20.83 0.24 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 13.72 16.74 16.67 0.24 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 10.21 12.33 16.67 0.49 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 4.97 0.00 0.00 28.16 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 4.85 0.00 0.00 27.43 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE Arca ARCA 2.83 0.00 0.00 16.02 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 2.19 0.00 0.00 12.38 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE American AMEX 1.33 0.00 0.00 7.52 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Two Sigma Securities, LLC SOHO 1.11 1.33 4.17 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 13.40 15.46 71.13 0.00 Citadel Securities LLC CDRG 43.88 38.46 64.29 41.96 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Wolverine Execution Services LLC WEXX 24.46 0.00 0.00 30.36 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Dash Financial Technologies LLC DASH 20.14 0.00 14.29 23.21 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Susquehanna Capital Group SUSQ 8.63 61.54 14.29 1.79 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Morgan Stanley & Company LLC MSCO 2.88 0.00 7.14 2.68 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A