1.2 CITY NATIONAL SECURITIES, INC. 2023 01 2023-04-07T08:57:59Z 2023 01 100.00 85.56 3.41 11.02 0.00 Citadel Securities LLC CDRG 23.21 34.36 30.77 0.63 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 18.85 0.00 0.00 60.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 18.65 27.61 7.69 1.90 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 18.45 25.46 46.15 2.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 7.34 10.12 7.69 1.90 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 6.94 0.00 0.00 22.15 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 2.38 0.00 0.00 7.59 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 1.39 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A UBS Securities, LLC UBSS 1.19 1.53 7.69 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A StoneX Financial INC. INTL 0.79 0.92 0.00 0.63 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 74.05 6.12 17.72 2.11 Citadel Securities LLC CDRG 21.57 40.29 40.00 2.35 8.89 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 17.25 0.00 0.00 38.82 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 12.68 25.43 20.00 0.59 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 11.90 21.43 26.67 1.18 8.89 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 8.37 0.00 3.33 18.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 6.54 0.00 0.00 14.71 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE Arca ARCA 4.97 0.00 0.00 11.18 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 4.58 0.00 0.00 0.00 77.78 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 4.58 8.86 10.00 0.29 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE American AMEX 3.40 0.00 0.00 7.65 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 22.32 8.93 68.75 0.00 Citadel Securities LLC CDRG 37.42 36.00 36.36 37.82 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Wolverine Execution Services LLC WEXX 32.26 8.00 9.09 39.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Dash Financial Technologies LLC DASH 17.42 8.00 36.36 17.65 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Susquehanna Capital Group SUSQ 9.68 44.00 18.18 1.68 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Morgan Stanley & Company LLC MSCO 3.23 4.00 0.00 3.36 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 2023 02 100.00 89.48 2.27 8.25 0.00 Citadel Securities LLC CDRG 30.93 39.12 50.00 2.42 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 22.27 28.32 21.43 2.42 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 16.40 21.24 14.29 0.61 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 12.00 0.00 0.00 54.55 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 6.53 8.32 7.14 0.61 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 3.87 0.00 7.14 16.97 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 3.60 0.00 0.00 16.36 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 1.33 0.00 0.00 6.06 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A StoneX Financial INC. INTL 1.20 1.59 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 0.80 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 68.77 12.62 14.12 4.49 Citadel Securities LLC CDRG 21.58 36.84 28.38 2.30 8.16 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 16.54 24.26 35.14 2.63 11.22 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 14.57 25.63 22.97 0.66 2.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 7.78 0.00 0.00 0.00 72.45 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE Arca ARCA 6.79 0.00 0.00 20.39 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 6.35 0.00 0.00 19.08 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 6.35 0.00 0.00 19.08 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 5.81 10.30 9.46 0.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE American AMEX 5.70 0.00 0.00 17.11 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 3.50 0.00 1.35 10.20 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 21.37 6.11 70.23 2.29 Citadel Securities LLC CDRG 36.47 42.86 14.29 35.61 66.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Wolverine Execution Services LLC WEXX 33.53 3.57 0.00 42.42 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Dash Financial Technologies LLC DASH 18.24 21.43 14.29 17.42 33.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Susquehanna Capital Group SUSQ 8.82 32.14 71.43 0.76 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Morgan Stanley & Company LLC MSCO 2.94 0.00 0.00 3.79 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 2023 03 100.00 87.85 2.34 9.81 0.00 New York Stock Exchange NYSE 25.78 0.00 0.00 59.27 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Citadel Securities LLC CDRG 20.01 34.73 28.57 1.28 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 17.93 30.67 47.62 0.96 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 14.11 0.00 0.00 32.43 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 13.76 24.08 14.29 0.80 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 4.93 8.37 9.52 0.48 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 1.60 0.00 0.00 3.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Two Sigma Securities, LLC SOHO 0.56 1.01 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A StoneX Financial INC. INTL 0.42 0.76 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 0.42 0.00 0.00 0.96 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 86.52 1.91 11.10 0.48 Citadel Securities LLC CDRG 25.90 38.51 29.41 1.16 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A VIRTU Americas, LLC NITE 18.55 27.24 17.65 0.87 11.11 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A G1 Execution Services, LLC ETMM 14.61 21.60 29.41 0.29 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A New York Stock Exchange NYSE 12.90 0.00 0.00 41.74 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NASDAQ Execution Services, LLC NSDQ 7.44 0.00 11.76 23.48 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Jane Street Capital, LLC JNST 6.99 10.18 11.76 0.58 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Cboe EDGX US Equities Exchange EDGX 4.93 0.00 0.00 15.94 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A NYSE American AMEX 3.49 0.00 0.00 11.30 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Instinet BlockCross BLKX 2.24 0.28 0.00 0.00 85.19 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Members Exchange MEMX 0.99 0.00 0.00 3.19 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A 100.00 9.16 6.11 84.73 0.00 Citadel Securities LLC CDRG 38.17 58.33 50.00 36.14 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Wolverine Execution Services LLC WEXX 32.26 8.33 0.00 35.54 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Dash Financial Technologies LLC DASH 18.28 8.33 0.00 19.88 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Morgan Stanley & Company LLC MSCO 6.45 16.67 25.00 4.82 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A Susquehanna Capital Group SUSQ 4.84 8.33 25.00 3.61 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 N/A